| FOR IMMEDIATE RELEASE FEBRUARY 9, 1999 |
Contact: Bill
Teets at (614) 644-7187 |
SUMMARY OF RECENT ENFORCEMENT ACTIONS TAKEN
BY THE OHIO DEPARTMENT OF COMMERCE'S DIVISION OF SECURITIES
At the request of media representatives, the Ohio Department of Commerce’s Division of Securities releases a summary list of Division Orders and enforcement actions recently brought by the Division’s Enforcement Section.
Before reporting information based on this INFORMATION RELEASE, the Department suggests that reporters request additional detail as to the nature of the Division Order or enforcement action.
# # #
For more information, please contact Dennis Ginty at (614) 644-9564 or Bill Teets at (614) 644-7187.
**INFORMATION RELEASE**
January 1, 1999 – January 31, 1999
ENFORCEMENT ORDERS:
Order No. |
Name/Entity | Date |
Type of Order |
99-001 |
Robert Malone Fehrman CRD 205552 2825 Old Charbonier Road Florissant, MO 63031 |
1/4/99 |
Final Order to Deny Application for License |
99-002 |
Michael Anthony Schiavello
CRD 2153242 45 Inwood Road Point Washington, NY 11050 |
1/4/99 |
Final Order; Ohio Securities Salesman License Granted |
99-003 |
Exclusive Exchange
Investment Trust; and Robert K. Stainbrook, Trustee 4246 Dublin Road Columbus, OH 43221 |
1/5/99 |
Notice of Opportunity for Hearing |
99-004 |
Interactive Products and
Services, Inc.; and Matthew Bowin, President 1200 Dundee Avenue Ben Lomond, CA 95005 |
1/5/99 |
Notice of Opportunity for Hearing |
99-005 |
Paramount Payphones, Inc. 1100 Poydras Street Suite 2900 New Orleans, LA 70163 |
1/7/99 |
Cease and Desist Order |
99-006 |
Stephen F. Hickey 8768 Scarsdale Blvd. Powell, OH 43065 |
1/7/99 |
Notice of Opportunity for Hearing |
99-007 |
Gerard Robert Celmer CRD No. 1779511 101 West End Avenue Summit, NJ 07901 |
1/7/99 |
Final Order to Deny Application for Securities Salesman License |
99-008 |
Scott Robert Udine CRD No.1832991 2687 Cypress Lane Weston, FL 33332 |
1/7/99 |
Termination of Division Order No. 98-505 |
99-009 |
Robert Lowell Shatles CRD No. 2183797 15 Stirrup Lane Fort Salonga, NY 11768 |
1/7/99 |
Termination of Division Order No. 98-315 |
99-010 |
David John Bernstein CRD No.1061905 26 East Scott Street Chicago, IL 60610 |
1/7/99 |
Termination of Division Order No. 98-520 |
99-011 |
Richard Lawrence Novosel CRD No. 829603 205 Chadborne Court Wexford, PA 15090 |
1/11/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-012 |
Gerald James O'Halloran CRD No. 1056697 2156 Charlotte Amalie Court Punta Gorda, FL 33950 |
1/11/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-013 |
Edward James Stock CRD No. 23799911 8 Jamor Court Nesconset, NY 11767 |
1/11/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-014 |
Ivan Hall &
Associates; and Ivan Hall 398 West Bagley Road #212 Berea, OH 44017 |
1/12/99 |
Final Order to Cease and Desist |
99-015 |
Perry Donal Snavely, Jr. CRD No. 2289222 242 West Valley Road Strafford, PA 19087 |
1/12/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-016 |
Gaines Cass Walker CRD No. 728023 1219 Whitower Drive Knoxville, TN 37919 |
1/12/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-017 |
Alfred Ivan Lipsitz CRD No. 310569 1026 Lakemont Drive Pittsburgh, PA 15243 |
1/12/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-018 |
Joshua Mondschein CRD No. 1863215 75 West End Avenue Apt. C2M New York, NY 10023 |
1/12/99 |
Final Order; Ohio Securities Salesman License Granted |
99-019 |
Marcus James Schrenker CRD No. 2567387 999 Parkway Drive Fishers, IN 46038 |
1/12/99 |
Final Order; Ohio Securities Salesman License Granted |
99-020 |
Richard Lee Bushey CRD No. 821386 577 Liberty Lane Westerville, OH 43081 |
1/12/99 |
Final Order of Suspension |
99-021 |
Jon Michael Cella CRD No. 2378913 9480 Ridge Blvd. Brooklyn, NY 11209 |
1/12/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-022 |
Paul C. Jared CRD No. 1449602 7908 Cincinnati Dayton Road West Chester, OH 45069 |
1/20/99 |
Final Order of Suspension |
99-024 |
Frank Kufrovich CRD No. 1092824 Old North Carolina Highway 75 P. O. Box 1000 Butner, NC 27509 |
1/21/99 |
Revocation of Ohio Securities Salesman License No. 1092824 |
99-025 |
William H. Jewell, Jr.;
and States Oil Company, Inc. 619 Market Street Portsmouth, OH 45662 |
1/22/99 |
Notice of Opportunity for Hearing |
99-027 |
Steven Joseph Ingrassia CRD No. 2319180 21 John Bean Court Port Washington, NY 11050 |
1/27/99 |
Notice of Intent to Deny Aplication for Securities Salesman License; Notice of Opportunity for Hearing |
99-028 |
Gerald James
O’Halloran CRD No. 1056697 2156 Charlotte Amalie Court Punta Gorda, FL 33950 |
1/27/99 |
Termination of Division Order No. 99-012 |
99-029 |
Jon Michael Cella CRD No. 2378913 9480 Ridge Blvd. Brooklyn, NY 11209 |
1/27/99 |
Termination of Division Order No. 99-021 |
99-030 |
Edward James Stock, Jr. CRD No. 2379991 8 Jamor Court Nesconset, NY 11767 |
1/27/99 |
Termination of Division Order No. 99-013 |
99-031 |
Lindsey Caswell Riley CRD No. 1628861 8552 Bayonne Drive Huntington Beach, CA 92646 |
1/27/99 |
Termination of Division Order No. 98-521 |
99-032 |
Eddie Harold Landers CRD No. 713257 1209 Shady Oaks Lane Fort Worth, TX 76107 |
1/27/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-033 |
Philip Irwin Lewis CRD No. 1234516 2810 NW 46 th AvenueApt. F556 Hollywood, FL 33021 |
1/28/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-034 |
Radcliffe St. Aubyn Bent CRD No. 1306247 27 Rivers Edge Drive Colts Neck, NJ 07722 |
1/28/99 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing |
99-035 |
Westfield Energy
Corporation; and G. William Fouss, President 5837 Karric Square Drive Suite 285 Dublin, OH 43017 |
1/29/99 |
Cease and Desist Order |
NO CRIMINAL ACTIVITY FOR MONTH OF JANUARY
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