| FOR IMMEDIATE RELEASE SEPTEMBER 25, 1997 |
Contact: Bill
Teets at (614) 644-7187 |
SUMMARY OF RECENT ENFORCEMENT ACTIONS TAKEN
BY THE OHIO DEPARTMENT OF COMMERCE'S DIVISION OF SECURITIES
At the request of media representatives, the Ohio Department of Commerce’s Division of Securities releases a summary list of Division Orders and enforcement actions recently brought by the Division’s Enforcement Section.
Before reporting information based on this INFORMATION RELEASE, the Department suggests that reporters request additional detail as to the nature of the Division Order or enforcement action.
# # #
August 21, 1997 through September 24, 1997
ENFORCEMENT ORDERS:
| FILE NO. | SUBJECT | TYPE OF ORDER | EFFECTIVE DATE |
| 97-306 | John Daniel Harrison CRD Number 2643960 7500 E. Quincy Avenue #H-305 Denver, CO 80237 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing | 8/21/97 |
| 97-307 | Farid Dallal CRD Number 2506662 2 Burbury Lane Great Neck, NY 11023 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing | 8/21/97 |
| 97-308 | Cris David Sagnelli CRD Number 1575144 1109 Walthorne Road Savannah, GA 31410 |
Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing | 8/21/97 |
| 97-309 | David F. Klima 14747 Hillcrest Avenue Middlefield, OH 44062; Investors United for Humanitarian Advancement; and GM Diversified Trust Post Office Box 1301 Middlefield, OH 44062 |
Notice of Opportunity for Hearing | 8/25/97 |
| 97-310 | Coleman James Flaherty,
III CRD Number 1998045 105 Milton Street Arlington, MA 02174 |
Termination of Division Order No. 97-260 | 8/25/97 |
| 97-311 | Wayne Andre Harmon CRD Number 2625336 206-24 46th Avenue Bayside, NY 11361 |
Termination of Division Order No. 97-160 | 8/25/97 |
| 97-312 | Sinan John Talgat CRD Number 2041364 21-20 22nd Drive Astoria, NY 11105 |
Termination of Division Order No. 97-240 | 8/25/97 |
| 97-313 | Joshua Aaron Cohen CRD Number 2451484 99 Battery Place Apt. 16E New York, NY 10280 |
Termination of Division Order No. 97-250 | 8/25/97 |
| 97-314 | Christopher Wayne Tolman CRD Number 2066775 3227 McKinley Avenue #12F Dallas, TX 75204 |
Termination of Division Order No. 97-241 | 8/25/97 |
| 97-315 | George Charles Wilkinson,
Sr. CRD Number 2411651 7243 Glendale Avenue Boardman, OH 44512 |
Termination of Division Order No. 97-276 | 8/25/97 |
| 97-316 | Kaye Lynn Morgan CRD Number 2873562 108 W. Haya Street Tampa, FL 33603 |
Termination of Division Order No. 97-275 | 8/25/97 |
| 97-317 | Robert Kevin Connors CRD Number 1365861 3998 Wolkow Avenue Seaford, NY 11783 |
Termination of Division Order No. 97-261 | 8/25/97 |
| 97-318 | Marie Isabel Guevara CRD Number 1201335 1042 N. Royal Street Alexandria, VA 22314 |
Notice of Intent to Deny
Application or Securities Salesman License; Notice of Opportunity for Hearing |
8/25/97 |
| 97-319 | Victor Joseph Difrisco CRD Number 1922218 750 Shorewalk Lindenhurst, NY 11757 |
Notice of Intent to Deny
Application for Securities Salesman License; Notice of Opportunity for Hearing |
8/25/97 |
| 97-320 | Orchard Hills
International, Inc. CRD Number 40483; Larry C. Talley, Jr. CRD Number 8990811; and Michael Drury 7800 N. Stemmons Freeway Suite 100 Dallas, TX 75247 |
Cease and Desist | 8/26/97 |
| 97-321 | Michael John Price CRD Number 1723203 1132 Brookhaven Row Atlanta, GA 30319 |
Termination of Division Order No. 97-225 | 8/26/97 |
| 97-322 | Anthony Victor Vitolo, Jr. CRD Number 2200442 402-404 7th Avenue Brooklyn, NY 11215 |
Termination of Division Order No. 97-266 | 8/26/97 |
| 97-323 | Ross H. Mandell CRD Number 1219720 37 East 36th Street New York, NY 10016 |
Termination of Division Order No. 97-299 | 8/26/97 |
| 97-234A | David L. Holmes; Frank Blasco; and Enercon America, Inc. 540 Tansy Lane Westerville, OH 43081 |
Notice of Opportunity for Hearing | 8/28/97 |
| 97-325 | John J. Zur, Jr.; Ward Investment Co. 6555 Wilson Mills Road #104 Mayfield Village, OH 44143 |
Notice of Opportunity for Hearing | 8/29/97 |
| 97-326 | Fix-Corp. International,
Inc. 27040 Cedar Road Suite 104 Beachwood, OH 44122 |
Cease and Desist | 8/29/97 |
| 97-237A | Richard Geiger CRD No. 873869 1056 Gateshead Way Westerville, OH 43081 |
Final Order to Deny Application for License | 9/16/97 |
| 97-328 | Mark Bennett Haiken CRD Number 233565 18 Linden Street Great Neck, NY 11021 |
Termination of Division Order No. 97-252 | 9/17/97 |
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