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Commerce News Release FOR IMMEDIATE RELEASE |
Contact: Bill
Teets at (614) 644-7187 |
BY THE OHIO
DEPARTMENT OF COMMERCE’S DIVISION OF SECURITIES
For more
information, please contact Dennis Ginty at (614) 644-9564 or Bill Teets at
(614) 644-7187.
**INFORMATION
RELEASE**
November 1 through November 30,
2001
ENFORCEMENT ADMINISTRATIVE
ACTIONS
|
Order
No. |
Name of
Entity |
Date |
Type of
Order |
|
01-288 |
Meyer H. Berk
CRD No.
850023 4234 Noeline
Avenue Encino, CA 91436 |
11/5/01 |
Termination of Order
01-283 |
|
01-289 |
George Edward Johnson
CRD No.
2245802 195 Harbor Drive
#4403 Chicago, IL 60601-7529 |
11/6/01 |
Notice of Intent to Deny
Application for Securities Salesperson License; Notice of Opportunity for
Hearing |
|
01-290 |
Rene Carlos Anderson
CRD No.
1984629 523 Riverside
Drive Palm Beach Garden, FL 33410 |
11/6/01 |
Notice of Intent to Deny
Application for Securities Salesperson License; Notice of Opportunity for
Hearing |
|
01-291 |
Alan Andrew Reddish
CRD No.
2648554 3801 South Ocean
Drive Apt. 5G Hollywood, FL 33019 |
11/6/01 |
Notice of Intent to Deny
Application for Securities Salesperson License; Notice of Opportunity for
Hearing |
|
01-292 |
Darin Matthew Jerger
CRD No.
2278321 436 32nd
Street Manhattan Beach, CA
90266 |
11/6/01 |
Notice of Intent to Deny
Application for Securities Salesperson License; Notice of Opportunity for
Hearing |
|
01-293 |
Anthony James Ustica
CRD No.
2027309 2487 Abbey
Lane Seaford, NY 11783 |
11/5/01 |
Notice of Intent to Deny
Application for Securities Salesperson License; Notice of Opportunity for
Hearing |
|
01-294 |
Lawrence Edward Rice
CRD No.
375302 25 Central Park
West New York, NY 10023 |
11/5/01 |
Notice of Intent to Deny
Application for Securities Salesperson License; Notice of Opportunity for
Hearing |
|
01-295 |
Caffe Diva Group, Limited
15688 Southwest
72nd Avenue Portland, OR 97224 |
11/13/01 |
Notice of Opportunity for
Hearing |
|
01-296 |
National Communications
Marketing Inc.; Communications Marketing
Associates Inc.; and Thomas E. Murray, President
One Park
Place 621 N.W. 53rd
Street Suite
355 Boca Raton, FL 33487 |
11/13/01 |
Cease and Desist
Order |
|
01-297 |
Gregory Oliver
CRD No.
2032856 1688 Wilderness
Ridge Milford, Ohio 45150 |
11/14/01 |
Notice of Opportunity for
Hearing |
|
01-298 |
Connect One Telcom
Corporation 258 S.E. 6th
Avenue Suite 4 Delray Beach, FL 33483 |
11/14/01 |
Cease and Desist
Order |
|
01-299 |
William L.
Johnston CRD No.
1575815 P. O. Box
441 Zanesville, Ohio 43702-0441 |
11/15/01 |
Cease and Desist
Order |
|
01-300 |
Bryan Stallings
796 East 4th
Avenue Columbus, OH 43201 |
11/16/01 |
Notice of Opportunity for
Hearing |
|
01-301 |
Dennis A. Hawk
2967 B Columbus
Street Grove City, OH 43123 |
11/19/01 |
Notice of Opportunity for
Hearing |
|
01-302 |
Jeffrey L. Pickett; and
Nutrition Marketing
Co. 901 Sunrise
Avenue Suite
A16 Roseville, CA 95661 |
11/19/01 |
Notice of Opportunity for
Hearing |
|
01-303 |
Jerald M. Goldstrom
4101 Verone
Road South Euclid, OH 44121 |
11/20/01 |
Notice of Opportunity for
Hearing |
|
01-304 |
New Vision ATM Inc.;
and Nick Caro
1101 California
Avenue Suite
100 Corona, CA 91719 |
11/21/01 |
Cease and Desist
Order |
|
01-305 |
Merle M. Devitt
9128 Reef
Road Kensington, OH 44427 |
11/27/01 |
Notice of Opportunity for
Hearing |
|
01-306 |
Curt Kramer
CRD No.
2959388 22 West 15th
Street New York, NY 10011 |
11/27/01 |
Termination of Order
01-249 |
|
01-307 |
Harry Edward Fischer
CRD No.
829238 239 Broad
Street San Luis Obispo, CA 93401 |
11/27/01 |
Termination of Order
01-260 |
|
01-308 |
Rene Carlos Anderson
CRD No.
1984629 523 Riverside
Drive Palm Beach Garden, FL 33410 |
11/27/01 |
Termination of Order
01-290 |
|
01-309 |
Darin Matthew Jerger
CRD No.
2278321 436 32nd
Street Manhattan Beach, CA
90266 |
11/27/01 |
Termination of Order
01-292 |
|
01-310 |
Anthony James Ustica
CRD No.
2027309 2487 Abbey
Lane Seaford, NY 11783 |
11/27/01 |
Termination of Order
01-293 |
|
01-311 |
Lawrence Edward Rice
CRD No.
375302 175 West 93rd
Street Apt.
15F New York, NY 10025 |
11/27/01 |
Termination of Order
01-294 |
|
01-312 |
Mitchell Harris Sloane
CRD No.
2166032 46 Windsor
Avenue Brightwaters, NY 11718 |
11/27/01 |
Final Order to Deny
Application for Securities Salesperson License |
|
01-313 |
George Edward Johnson
CRD No.
2245802 195 Harbor
Drive #4403 Chicago, IL 60601-7529 |
11/27/01 |
Termination of Order
01-289 |
|
01-314 |
Shirley A. Devitt
9128 Reef
Road Kensington, OH 44427 |
11/27/01 |
Notice of Opportunity for
Hearing |
|
01-315 |
Howard Bruce Dedominicis
3018 Bradshaw Club
Drive Woodstock, GA 30188 |
11/28/01 |
Notice of Opportunity for
Hearing |
|
01-316 |
Accelerated Benefits
Corporation 12 Greenway
Plaza Suite
1127 Houston, TX 77046 |
11/29/01 |
Cease and Desist
Order |
|
01-317 |
Walter W. Jenkins
CRD No.
1049271 73 West Royal Forest
Blvd. Columbus, OH 43214 |
11/30/01 |
Cease and Desist Order with
Consent Agreement |
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