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Information for arrow.gif (862 bytes) Consumers Businesses License/Permit Holders & Applicants   Other Government Agencies

Commerce News Release

FOR IMMEDIATE RELEASE
December 11, 2001

 

Contact: Bill Teets at (614) 644-7187
Bill.Teets@com.state.oh.us

 

 

SUMMARY OF RECENT ENFORCEMENT ACTIONS TAKEN

BY THE OHIO DEPARTMENT OF COMMERCE’S DIVISION OF SECURITIES

 

 

At the request of media representatives, the Ohio Department of Commerce’s Division of Securities releases a summary list of Division Orders and enforcement actions recently brought by the Division’s Enforcement Section.

 

Before reporting information based on this INFORMATION RELEASE, the Department suggests that reporters request additional detail as to the nature of the Division Order or enforcement action.

 

#     #     #

 

For more information, please contact Dennis Ginty at (614) 644-9564 or Bill Teets at (614) 644-7187.

 

 

**INFORMATION RELEASE**

November 1 through November 30, 2001

ENFORCEMENT ADMINISTRATIVE ACTIONS

 

 

Order No.

Name of Entity

 

Date

Type of Order

01-288

Meyer H. Berk

CRD No. 850023

4234 Noeline Avenue

Encino, CA  91436

 

11/5/01

Termination of Order 01-283

01-289

George Edward Johnson

CRD No. 2245802

195 Harbor Drive #4403

Chicago, IL  60601-7529

 

11/6/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-290

Rene Carlos Anderson

CRD No. 1984629

523 Riverside Drive

Palm Beach Garden, FL  33410

 

11/6/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-291

Alan Andrew Reddish

CRD No. 2648554

3801 South Ocean Drive

Apt. 5G

Hollywood, FL  33019

 

11/6/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-292

Darin Matthew Jerger

CRD No. 2278321

436 32nd Street

Manhattan Beach, CA 90266

 

11/6/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-293

Anthony James Ustica

CRD No. 2027309

2487 Abbey Lane

Seaford, NY  11783

 

11/5/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-294

Lawrence Edward Rice

CRD No. 375302

25 Central Park West

New York, NY  10023

 

11/5/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-295

Caffe Diva Group, Limited

15688 Southwest 72nd Avenue

Portland, OR  97224

 

11/13/01

Notice of Opportunity for Hearing

01-296

National Communications Marketing Inc.;

Communications Marketing Associates Inc.; and

Thomas E. Murray, President

One Park Place

621 N.W. 53rd Street

Suite 355

Boca Raton, FL  33487

 

11/13/01

Cease and Desist Order

01-297

Gregory Oliver

CRD No. 2032856

1688 Wilderness Ridge

Milford, Ohio  45150

 

11/14/01

Notice of Opportunity for Hearing

01-298

Connect One Telcom Corporation

258 S.E. 6th Avenue

Suite 4

Delray Beach, FL  33483

 

11/14/01

Cease and Desist Order

01-299

William L. Johnston

CRD No. 1575815

P. O. Box 441

Zanesville, Ohio  43702-0441

 

11/15/01

Cease and Desist Order

01-300

Bryan Stallings

796 East 4th Avenue

Columbus, OH  43201

 

11/16/01

Notice of Opportunity for Hearing

01-301

Dennis A. Hawk

2967 B Columbus Street

Grove City, OH  43123

 

11/19/01

Notice of Opportunity for Hearing

01-302

Jeffrey L. Pickett; and

Nutrition Marketing Co.

901 Sunrise Avenue

Suite A16

Roseville, CA  95661

 

11/19/01

Notice of Opportunity for Hearing

01-303

Jerald M. Goldstrom

4101 Verone Road

South Euclid, OH  44121

 

11/20/01

Notice of Opportunity for Hearing

01-304

New Vision ATM Inc.; and

Nick Caro

1101 California Avenue

Suite 100

Corona, CA  91719

 

11/21/01

Cease and Desist Order

01-305

Merle M. Devitt

9128 Reef Road

Kensington, OH  44427

 

11/27/01

Notice of Opportunity for Hearing

01-306

Curt Kramer

CRD No. 2959388

22 West 15th Street

New York, NY  10011

 

11/27/01

Termination of Order 01-249

01-307

Harry Edward Fischer

CRD No. 829238

239 Broad Street

San Luis Obispo, CA  93401

 

11/27/01

Termination of Order 01-260

01-308

Rene Carlos Anderson

CRD No. 1984629

523 Riverside Drive

Palm Beach Garden, FL  33410

 

11/27/01

Termination of Order 01-290

01-309

Darin Matthew Jerger

CRD No. 2278321

436 32nd Street

Manhattan Beach, CA 90266

 

11/27/01

Termination of Order 01-292

01-310

Anthony James Ustica

CRD No. 2027309

2487 Abbey Lane

Seaford, NY  11783

 

11/27/01

Termination of Order 01-293

01-311

Lawrence Edward Rice

CRD No. 375302

175 West 93rd Street

Apt. 15F

New York, NY  10025

 

11/27/01

Termination of Order 01-294

01-312

Mitchell Harris Sloane

CRD No. 2166032

46 Windsor Avenue

Brightwaters, NY  11718

 

11/27/01

Final Order to Deny Application for Securities Salesperson License

01-313

George Edward Johnson

CRD No. 2245802

195 Harbor Drive

#4403

Chicago, IL  60601-7529

 

11/27/01

Termination of Order 01-289

01-314

Shirley A. Devitt

9128 Reef Road

Kensington, OH  44427

 

11/27/01

Notice of Opportunity for Hearing

01-315

Howard Bruce Dedominicis

3018 Bradshaw Club Drive

Woodstock, GA  30188

 

11/28/01

Notice of Opportunity for Hearing

01-316

Accelerated Benefits Corporation

12 Greenway Plaza

Suite 1127

Houston, TX  77046

 

11/29/01

Cease and Desist Order

01-317

Walter W. Jenkins

CRD No. 1049271

73 West Royal Forest Blvd.

Columbus, OH  43214

11/30/01

Cease and Desist Order with Consent Agreement

 

 

 
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