Order No.

Name of Entity

Date

Type of Order

Amended
01-145

William L. Johnston

CRD No. 1575815

P. O. Box 441

Zanesville, Ohio  43702-0441

6/13/01

Amended Notice of Intent to Issue Cease & Desist Order  Order; Notice of Opportunity for Hearing

01-177

John Francis Mannix Jr.

CRD No. 319037

41 Mayflower Road

Chestnut Hill, MA  02167

6/4/01

Termination of Order 01-080

01-178

David Scott Restivo

CRD No. 2806816

2 Harbor Creek

Freehold, NJ  07728

6/4/01

Termination of Order 01-160

01-179

Eric Peter Weschke

CRD No. 2486324

11 Dorm Court

East Setaulret, NY  11733

6/4/01

Termination of Order 01-102

01-180

Edge Business Services Inc. and

Wayne Richardson

8383 Wilshire Blvd.

Suite 1024

Beverly Hills, CA  90211

6/5/01

Cease & Desist Order

01-181

Norman B. Reese

1478 Miamisburg-Centerville Road

Building “A”

Centerville, OH  45459

6/7/01

Cease & Desist Order

01-182

Quantum Securities Corporation

CRD No. 103711

1660-J NW Professional Plaza

Columbus, OH  43220

6/7/01

Cease & Desist Order with Consent Agreement

01-183

Hatem Gamal Eid

CRD No. 2226339

820 Jasmine Drive

Wilmington, DE  19808

6/12/01

Termination of Order 01-147

01-184

Spencer Roy Johnson

CRD No. 2923533

1315 N.E. 157^th Avenue

Vancouver, WA  98664

6/12/01

Termination of Order 01-156

01-185

Salvatore Clark

CRD No. 2580477

354 West 18^th Street

Deer Park, NY  11729

6/13/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-186

Albert Tommie Carazolez

CRD No. 2204105

1092 Pacific Hill Street

Chula Vista, CA  91911

6/13/01

Termination of Order 01-150

01-187

Paul Steven Alexander

CRD No. 1001343

2756 Green Valley Pkwy. #299

Henderson, NV  89014

6/13/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-188

New Vision ATM and

Nick Caro

1101 California Avenue

Suite 100

Corona, CA  91719

6/14/01

Notice of Opportunity for Hearing

01-189

Dixie Grinnell and

Alan Welton

270 Main Street

Groveport, OH  43125

6/15/01

Cease & Desist Order with Consent Agreement

01-190

International Currency Consultants Inc.;

Robert W. Mattis; and

John Blunt

4800 North Federal Highway

Suite 104 B

Boca Raton, FL  33431

6/18/01

Cease & Desist Order

01-191

Kevin John McPhee

CRD No. 2316848

65 Hidden Ridge Drive

Syosset, NY  11791

6/18/01

Termination of Order 01-161

01-192

Tri-West Investment Club and

Jason Kingsley

1605B Pacific Rim Court

Suite MX78-204

San Diego, CA  02154

6/20/01

Cease & Desist Order

01-193

Gregory Emmett John

CRD No. 258859

92 East Waterloo Street

Canal Winchester, OH  43110

6/25/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-194

Gregory P. Bisnoff

CRD No. 1391324

11 Edwards Street

Apt. 2C

Roslyn Heights, NY  11577

6/25/01

Revocation of Ohio Securities Salesman License

01-195

Emanuele Anthony Scarso

CRD No. 2080536

9951 Shore Road

Brooklyn, NY  11209

6/25/01

Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing

01-196

Lee Hyder

2623 Summit Road

Copley, OH  44321

6/27/01

Cease & Desist Order with Consent Agreement

01-197

Lifeblood Biomedical Inc. and

W. Jeffery Mann

101 Southhall Lane

Suite 400

Maitland, FL  32751

6/28/01

Cease & Desist Order

01-198

John R. Engle

CRD No. 2211405

3012 Lantz Road

Beavercreek, OH  45432

6/29/01

Revocation of Ohio Securities Salesperson License