Commerce News Release
News Releases
Home

Order No.	Name/Entity	Date	Type of Order
00-088	American Currency Exchange LLC; and Mickey B. Walker 55 Marietta Street Suite 2000 Atlanta, GA 30303	4/4/00	Notice of Opportunity for Hearing
00-089	David Charles Baron Jr. CRD No. 1501891 1290 Gulf Blvd. #1802 Clearwater, FL 34630	4/5/00	Notice of Intent to Deny Application for Securities Salesman License
00-090	John Glenn Bobb CRD No. 1368986 3321 Bear Point Circle Powell, OH 43065	4/5/00	Notice of Intent to Deny Application for Securities Salesman License
00-091	Twin Power & Electric of San Francisco/Oakland LLP; William Garlow; Jeffrey Lewitt; and Roy Cooper 2875 N.E. 191st Street Suite 302 Aventura, FL 33180	4/5/00	Notice of Opportunity for Hearing
00-092	Foreign Currency International; Jayson Kline; and John Reece 300 Galleria Parkway Suite 955 Atlanta, GA 30339	4/6/00	Cease and Desist
00-093	Jose Llamado Salcedo Jr. CRD No. 829012 6841 East Avede Santiago Anaheim Hills, CA 92807	4/12/00	Termination of Order 00-085
00-094	Nathan Thomas Morales CRD No. 2582607 1637 Hone Avenue Bronx, NY 11747	4/13/00	Termination of Order 00-086

Order No.	Name/Entity	Date	Type of Order
00-096	Richard Neil Molinsky CRD No. 114358 51 Lords Highway East Weston, CT 06883	4/13/00	Termination of Order 00-051
00-097	Ivan Richard Gefen CRD No. 1229418 17578 Foxnorough Lane Boca Raton, FL 33496	4/14/00	Notice of Intent to Deny Application for Securities Salesman License
00-098	John Drummond Williams Jr. CRD No. 2397105 21771 Fernleaf Drive Lake Forest, CA 92630	4/17/00	Final Order Granting Salesman of Securities License
00-099	Anthony Thomas Newman 8159 Yorkshire Mentor, OH 44060	4/17/00	Termination of Order 99-347
00-100	Anthony Allen Russo CRD No. 2115356 24429 Gilmore Street West Hills, CA 91307	4/17/00	Notice of Intent to Deny Application for Securities Salesman License
00-101	Venture Exploration Corporation dba Combined Resources Group; and Carpenter Completion Joint Venture 13750 San Pedro Suite 880 San Antonio, TX 78232	4/24/00	Termination of Order 99-461
00-102	Ronald Louis Smith CRD No. 810315 1385 King Avenue Columbus, OH 43212	4/26/00	Final Order Denying Salesman of Securities License
00-103	James Chmielowicz CRD No. 808392 2109 Mayport Toledo, OH 43611	4/26/00	Cease and Desist

 

Criminal Activity

On April 12, 2000, Kevin Roser was sentenced to two years incarceration and ordered to pay restitution in Franklin County Common Pleas Court. On February 1, 2000, Roser pleaded guilty to six counts of felony securities law violations. The violations resulted from Roser's activities in connection with Ohio Business Consultants and University Businesses Incorporated. Roser had been indicted on 15 counts in April 1996. He was arraigned shortly thereafter, but then fled. Last year he was arrested in Summit County on different charges, and currently is incarcerated at the Pickaway Correctional Institution.

Anthony Thomas Newman’s criminal trial in Lake County Common Pleas Court has been continued until May 23, 2000. A Lake County grand jury indicted Anthony Thomas Newman, a Mentor, Ohio insurance agent, on January 28, 2000, on three felony counts of the sale of unregistered securities and three felony counts of selling securities while unlicensed as a securities dealer. Newman was charged with selling unregistered promissory notes to three investors totaling $230,000.000 in First Lenders Indemnity Corporation (FLIC), a company that subsequently went into bankruptcy. Two of the promissory notes sold by Newman totaled $100,000.00 each, and two of the investors were elderly. The Division had issued a Cease and Desist Order against FLIC on May 10, 1999, for selling unregistered promissory notes and failing to disclose material facts to Ohio investors.

[Commerce Home Page] [Commerce News Releases]
[State of Ohio Front Page]

Send mail to webadmin@com.state.oh.us with questions or comments about this web site.
Information believed accurate but not guaranteed.  The State of Ohio disclaims liability for any errors or omissions.