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SUMMARY OF RECENT ENFORCEMENT ACTIONS TAKEN

BY THE OHIO DEPARTMENT OF COMMERCE’S DIVISION OF SECURITIES

 

At the request of media representatives, the Ohio Department of Commerce’s Division of Securities releases a summary list of Division Orders and enforcement actions recently brought by the Division’s Enforcement Section.

Before reporting information based on this INFORMATION RELEASE, the Department suggests that reporters request additional detail as to the nature of the Division Order or enforcement action.

# # #

For more information, please contact Dennis Ginty at (614) 644-9564 or Bill Teets at (614) 644-7187.

 

 

 

**INFORMATION RELEASE**

MAY 1 through MAY 31, 2000

ENFORCEMENT ADMINISTRATIVE ACTIONS

 

Order No.	Name/Entity	Date	Type of Order
00-104	Sierra West Unit Investment Trust; 328 North Ventura Avenue Oak View, CA 93022 Don Ryan; and Greg Hurt 140 Newport Center Drive Suite 240 Newport Beach, CA 92660	5/2/00	Cease and Desist
00-105	Ivan Richard Green CRD No. 1229418 17578 Foxborough Lane Boca Raton, FL 33496	5/4/00	Termination of Order 00-097
00-106 (Amended 00-089)	David Charles Baron, Jr. CRD No. 1501891 1290 Gulf Blvd. #1802 Clearwater, FL 34630	5/4/00	Amended Notice of Intent to Deny Application for Securities Salesman License; Notice of Opportunity for Hearing
00-107	James Joseph Crimi CRD No. 2432789 100 Marine Avenue Apt. 3D Brooklyn, NY 11209	5/4/00	Termination of Order 00-080
00-108	Anthony Allen Russo CRD No. 2115356 24429 Gilmore Street West Hills, CA 91307	5/4/00	Termination of Order 00-100
00-109	Steven Anthony Anello CRD No. 2101112 14 Saul Place Plainview, NY 11803	5/9/00	Final Order to Deny Salesman of Securities License
00-110	Michael Jim Yong Park CRD No. 2625544 8203 Alamo Road Brentwood, TN 37027	5/10/00	Final Order to Deny Salesman of Securities License
00-111	1:30, Inc., dba Parma Pierogies 7707 West Ridgewood Drive Parma, OH 44129; and Mary L. Poldruhi 6112 Creek Haven Parma Heights, OH 44130	5/12/00	Final Order to Cease and Desist
00-112	Jeffrey Scott Davis CRD No. 3081852 2408 Hillsboro Quay Virginia Beach, VA 23456	5/12/00	Final Order to Deny Salesman of Securities License
00-113	Robert David Luecke CRD No. 1999585 1205 5th Street West Kirkland, WA 98033-5328	5/12/00	Termination of Order 99-514
00-114	Mitchell Alan Bellak CRD No. 710911 502-5th Lane Palm Beach Gardens, FL 33418	5/12/00	Final Order to Deny Salesman of Securities License
00-115	Papa Holdings, Inc.; 23309 Park Columbo Calabassas, CA 91302-2811; and Jonathan Curtis Papa 21820 Burbank Blvd. Suite 205 Woodland Hills, CA 91367	5/16/00	Notice of Opportunity for Hearing
00-116	Joseph Raymond Huard Jr. CRD No. 1025521 273 Stanton Court Glenn Mills, PA 19342	5/17/00	Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing
00-117	Raymond Beals 39 Jessica Lane Staten Island, NY 10309	5/18/00	Notice of Opportunity for Hearing
00-118	Michael Brugnolotti 35 Seabreeze Lane Staten Island, NY 10307	5/18/00	Notice of Opportunity for Hearing
00-119	George J. Fiorini II 250 East Fifth Street Suite 1500 Cincinnati, OH 34202	5/24/00	Notice of Opportunity for Hearing
00-120	Stephen Ventre; and The Standard Trust 250 East Fifth Street Suite 1500 Cincinnati, OH 45202	5/24/00	Notice of Opportunity for Hearing
00-121	Kid Kritter, Inc. 351 North Newport Blvd. #515 Newport Beach, CA 92663-4120	5/26/00	Notice of Opportunity for Hearing
00-122	Coleman James Flaherty III CRD No. 1998045 124 Remsen Street Brooklyn, NY 11201	5/30/00	Notice of Intent to Deny Application for Securities Salesperson License; Notice of Opportunity for Hearing
00-123	Lawrence Joseph Appel CRD No. 1024882 27 Cassidy Drive Saratoga Springs, NY 12866	5/30/00	Termination of Order 98-042
00-124	Donald Lawrence Huber CRD No. 1766115 120 Garfield Place Apt. 208 Cincinnati, OH 45202	5/30/00	Termination of Order 98-071
00-125	World Vision Entertainment Inc.; A. Michael Jaillett, President; and Jamie Piromalli, Chairman & CEO 417 Whooping Loop Suite 1737 Altamonte Springs, FL 32701	5/31/00	Notice of Opportunity for Hearing
00-126	Lloyd J. Wilson Jr. 1945 East Orangeburg Avenue Modesto, CA 95355-3241	5/31/00	Notice of Opportunity for Hearing

 

 

Criminal Activity

Anthony Newman's trial was continued, upon Newman's attorney's request, until August 8, 2000, by Lake County Judge Martin Parks. Newman was indicted on January 28, 2000 by a Lake County grand jury on six felony counts of securities violations involving the sale of promissory notes to elderly investors.

 

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